Our client is a global investment management firm who offer bespoke solutions to both institutional and private clients. They are looking for an experienced Compliance generalist to join their busy London team. The client offers a hybrid working environment.

Duties & Responsibilities as a Compliance Associate

Providing regulatory advice and guidance to senior stakeholders including the MiFID II, MAR, AIFMD and SM&CR regimes

Conducting monitoring and testing and making risk assessments and gap analyses

Reviewing and signing-off marketing materials

Analysing the potential commercial impact of new regulations

Updating policies and procedures and producing MI for senior stakeholders

Assisting with AML and Data Protection issues where necessary

Working with the wider global team on issues and projects

Ensuring regulatory returns are made in a timely manner and updating internal registers

Key Requirements as a Compliance Associate

You will have 2-3 years experience and a strong working knowledge of the current FCA and RU regulatory landscapes. You will be a team player who can work across all business levels and who has a commercial and strategic approach.